Hong kong securities and futures commission license

26 Jun 2019 the Hong Kong Securities and Futures Commission announced new require a license for Type 1 regulated activity, or securities trading. 6 Nov 2019 In late 2018, the Hong Kong Securities and Futures Commission (SFC) introduced licenses to cryptocurrency funds and related investment 

5 Feb 2020 Licensing requirements. Hong Kong does not have a specific licensing regime for family offices. The licensing requirements will be determined by  For individuals and corporations seeking to enter the securities and futures markets of Hong Kong, the Securities and Futures Commission (SFC) is the  Any person carrying on regulated activities in Hong Kong has to be licensed or registered with the Securities and Futures Commission (“SFC”) unless it falls  TigerWit Receives Hong Kong Securities and Futures Commission Licence. PR Newswire January 13, 2020, 1:15 AM PST. LONDON, Jan. 13, 2020 

licensed - Securities & Futures Commission of Hong Kong. READ. REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2012.

7 Nov 2019 today submitted the first application for a digital asset trading license under the Securities & Futures Commission (SFC) of Hong Kong's newly  1 Nov 2019 Yesterday, the Hong Kong Securities and Futures Commission (SFC) of electronic data storage providers (EDSPs) by licensed corporations  Both the Securities and Futures Commission (SFC) and the Hong. Kong Of the licensed corporations, many are smaller Hong Kong firms but the market is. 5 Oct 2017 The Sandbox is available to both licensed corporations and start-up firms that intend to carry on regulated activity (start-ups would need to apply  7 Nov 2019 Unveiled by the Hong Kong Securities and Futures Commission the SFC would be unlikely to grant a licence or authorisation to carry on a 

10 Jan 2020 The Securities and Futures Commission of Hong Kong (SFC) issued two circulars on 7 January 2020 providing guidance on its approach to 

The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their careers in the securities and investment industry in Hong Kong. The Securities and Futures Ordinance provides for the implementation of the single licensing regime with 10 types of PwC Hong Kong is now offering asset and wealth managers complete support for obtaining licences from the Securities and Futures Commission. Services span feasibility, application preparation and submission documentation, as well as support for post-submission enquiries.

Type 9 (Asset Management): Type 9 licensed corporations can manage a portfolio of securities and futures contracts in Hong Kong on a discretionary basis. They may also carry on Type 1 and Type 4 regulated activities pursuant to an incidental exemption from licensing without needing to be additionally licensed in these categories.

An individual will need one licence or registration to carry on different types of RA . The LEs have been approved by the Securities and Futures Commission  5 Feb 2020 Licensing requirements. Hong Kong does not have a specific licensing regime for family offices. The licensing requirements will be determined by 

Define SFC License. means the license (Securities and Futures Ordinance that are issued by Securities and Futures Commission of Hong Kong to the Target 

On December 16, 2016, the Securities and Futures Commission of Hong Kong issued a circular to all licensed corporations in Hong Kong, which introduced  31 Jul 2019 The license issuance follows an announcement from Hong Kong's Securities and Futures Commission (SFC) in November 2018 to formally  Licensing As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance;

Licensing As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance;